SEC Form 4 · accession 0001654954-18-009328
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Miller
Officer — EVP, Chief Financial Officer
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 15, 2018 | S | 15,635 | $91.5954 | D | 65,808 | D | |
| Common StockF1,F4 | Aug 15, 2018 | S | 9,000 | $92.4518 | D | 56,808 | D | |
| Common StockF1,F5 | Aug 15, 2018 | S | 1,800 | $93.3538 | D | 55,008 | D | |
| Common StockF1,F6 | Aug 15, 2018 | S | 1,800 | $94.1761 | D | 53,208 | D | |
| Common StockF1,F7 | Aug 16, 2018 | S | 1,157 | $91.6132 | D | 52,051 | D | |
| Common StockF1,F8 | Aug 16, 2018 | S | 5,061 | $92.4026 | D | 46,990 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $91.10 to $91.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Includes 202 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on July 31, 2018.
- F4This transaction was executed in multiple trades at prices ranging from $92.03 to $92.97. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $93.00 to $93.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $94.00 to $94.66. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $91.01 to $91.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades at prices ranging from $92.04 to $92.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.