SEC Form 4 · accession 0001654954-18-009322
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corinna Lathan
Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2018 | M | 3,512 | $0.00 | A | 6,049 | D | |
| Common StockF1 | Aug 16, 2018 | S | 1,405 | $92.58 | D | 4,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | $0.00 | Aug 15, 2018 | M | 3,512 | D | — | — | Common Stock | 3,512 | 3,511 | D |
Explanation of responses
- F1Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
- F2Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- F3Time-based restricted stock units that vest in two equal installments on each of August 15, 2018 and August 15, 2019.
- F4This amount represents the total number of derivative securities beneficially owned of the class shown.