SEC Form 4 · accession 0001654954-18-008156
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Miller
Officer — EVP, Chief Financial Officer
Period of report
Jul 27, 2018
Accepted (ET)
Jul 27, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 27, 2018 | S | 8,351 | $94.5738 | D | 96,377 | D | |
| Common StockF1,F4 | Jul 27, 2018 | S | 3,526 | $95.3783 | D | 92,851 | D | |
| Common StockF1,F5 | Jul 27, 2018 | S | 6,010 | $96.5474 | D | 86,841 | D | |
| Common StockF1,F6 | Jul 27, 2018 | S | 4,600 | $97.3863 | D | 82,241 | D | |
| Common StockF1,F7 | Jul 27, 2018 | S | 900 | $98.3489 | D | 81,341 | D | |
| Common StockF1 | Jul 27, 2018 | S | 100 | $99.30 | D | 81,241 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $94.04 to $94.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Includes 264 shares acquired pursuant to the PTC 2016 Employee Stock Purchase Plan on January 31, 2018.
- F4This transaction was executed in multiple trades at prices ranging from $95.00 to $95.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $96.12 to $96.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $97.00 to $97.97. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $98.01 to $98.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.