SEC Form 4 · accession 0001654954-18-002359
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Lessner Cohen
Officer — EVP, Field Operations
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Mar 7, 2018 | A | 11,741 | A | — | — | Common Stock | 11,741 | 11,741 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- F2Time-based restricted stock units granted on March 7, 2018 that vest in three substantially equal installments on each of March 15, 2018, March 15, 2019 and March 15, 2020.
- F3This amount represents the total number of derivative securities beneficially owned of the class shown.