SEC Form 4 · accession 0001654954-17-007725
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corinna Lathan
Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F2 | — | Aug 15, 2017 | A | 2,537 | A | — | — | Common Stock | 2,537 | 2,537 | D |
| Restricted Stock UnitsF4,F1,F3 | — | Aug 15, 2017 | A | 7,023 | A | — | — | Common Stock | 7,023 | 7,023 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- F2Time-based restricted stock units that vest on the earlier of the date of the 2018 Annual Meeting of Stockholders or March 15, 2018.
- F3Time-based restricted stock units that vest as to 3,512 RSUs on August 15, 2018 and 3,511 RSUs on August 15, 2019.
- F4This amount represents the total number of derivative securities beneficially owned of the class shown.