SEC Form 4 · accession 0001654954-17-006215
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Klaus Hoehn
Director
Period of report
Jun 15, 2017
Accepted (ET)
Jul 6, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2017 | M | 4,352 | $0.00 | A | 20,527 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Jun 15, 2017 | M | 4,352 | D | — | — | Common Stock | 4,352 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- F2Time-based restricted stock units that vested on June 15, 2017.
- F3This amount represents the total number of derivative securities beneficially owned of the class shown.