SEC Form 4 · accession 0001654954-17-001653
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald K Grierson
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 7,471 | $0.00 | A | 72,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F2 | — | Mar 1, 2017 | M | 7,471 | D | — | — | Common Stock | 7,471 | 0 | D |
| Restricted Stock UnitsF4,F1,F3 | — | Mar 1, 2017 | A | 4,484 | A | — | — | Common Stock | 4,484 | 4,484 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- F2Time-based restricted stock units that vested on March 1, 2017.
- F3Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2018 Annual Stockholder Meeting or March 15, 2018.
- F4This amount represents the total number of derivative securities beneficially owned of the class shown.