SEC Form 4 · accession 0001354488-16-008461
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron C Von Staats
Officer — CVP, GC and Secretary
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Oct 31, 2016 | A | 12,911 | A | — | — | Common Stock | 12,911 | 12,911 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- F2Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019.
- F3This amount represents the total number of derivative securities beneficially owned of the class shown.