SEC Form 4 · accession 0001354488-16-008453

PTC INC. · PTC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Oct 31, 2016

Accepted (ET)

Nov 2, 2016 · 4:27 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000857005

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Nov 1, 2016	S	17,175	$46.2413	D	561,006	D
Common Stock^F1,F3	Nov 1, 2016	S	7,825	$46.9437	D	553,181	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F6,F4,F5	—	Oct 31, 2016	A	79,047	A	—	—	Common Stock	79,047	79,047	D

F1Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
F2This transaction was executed in multiple trades at prices ranging from $45.79 to $46.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3This transaction was executed in multiple trades at prices ranging from $46.70 to $47.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F5Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019.
F6This amount represents the total number of derivative securities beneficially owned of the class shown.