SEC Form 4 · accession 0001140361-16-056386
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip M Fernandez
Director
Period of report
Mar 2, 2016
Accepted (ET)
Mar 3, 2016 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F2 | — | Mar 2, 2016 | A | 7,471 | A | — | — | Common Stock | 7,471 | 7,471 | D |
| Restricted Stock UnitsF4,F1,F3 | — | Mar 2, 2016 | A | 11,207 | A | — | — | Common Stock | 11,207 | 11,207 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to one share of PTC Inc. common stock.
- F2Time-based restricted stock units that vest on the earlier of the date of PTC Inc.'s 2017 Annual Shareholder Meeting or March 15, 2017.
- F3Time-based restricted stock units that vest in two substantially equal installments on each of (i) the earlier of the date of the 2017 Annual Meeting of Stockholders or March 15, 2017, and (ii) the earlier of the date of the 2018 Annual Meeting of Stockholders or March 15, 2018.
- F4This amount represents the total number of derivative securities beneficially owned of the class shown.