SEC Form 4 · accession 0001140361-16-053269
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Miller
Officer — EVP, Chief Financial Officer
Period of report
Feb 15, 2016
Accepted (ET)
Feb 16, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2015 | M | 44,550 | $0.00 | A | 50,814 | D | |
| Common StockF1 | Feb 15, 2016 | F | 15,962 | $28.63 | D | 34,852 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Feb 15, 2016 | M | 44,550 | D | — | — | Common Stock | 44,550 | 0 | D |
Explanation of responses
- F1Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 44,550 shares of the Reporting Person's restricted stock unit award on February 15, 2016.
- F2Each restricted stock unit represents a contingent right to one share of PTC Inc. common stock.
- F3Time-based restricted stock units that vested in full.
- F4This amount represents the total number of derivative securities beneficially owned of the class shown.