SEC Form 4 · accession 0001140361-15-042046
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Miller
Officer — EVP, Chief Financial Officer
Period of report
Nov 15, 2015
Accepted (ET)
Nov 17, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2015 | M | 9,281 | $0.00 | A | 9,281 | D | |
| Common StockF1 | Nov 15, 2015 | F | 3,017 | $35.16 | D | 6,264 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Nov 15, 2015 | M | 9,281 | D | — | — | Common Stock | 9,281 | 18,562 | D |
Explanation of responses
- F1Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 9,281 shares of the Reporting Person's restricted stock unit awards on November 15, 2015.
- F2Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- F3RSUs awarded on February 9, 2015 that vest in three substantially equal annual installments on November 15, 2015, 2016 and 2017.
- F4This amount represents the total number of derivative securities beneficially owned of the class shown.