SEC Form 4 · accession 0001140361-15-042039

PTC INC. · PTC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Technology Platform Group

Period of report

Nov 15, 2015

Accepted (ET)

Nov 17, 2015 · 4:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000857005

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 15, 2015	M	31,031	$0.00	A	31,031	D
Common Stock^F1	Nov 15, 2015	F	10,465	$35.16	D	20,566	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F6,F2,F3	—	Nov 15, 2015	M	14,313	D	—	—	Common Stock	14,313	0	D
Restricted Stock Units^F6,F2,F4	—	Nov 15, 2015	M	11,660	D	—	—	Common Stock	11,660	11,660	D
Restricted Stock Units^F6,F2,F5	—	Nov 15, 2015	M	5,058	D	—	—	Common Stock	5,058	10,115	D

F1Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 31,031 shares of the Reporting Person's restricted stock unit awards on November 15, 2015.
F2Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3RSUs awarded on November 5, 2012 that vested in three substantially equal annual installments on November 15, 2013, 2014 and 2015.
F4RSUs awarded on November 11, 2013 that vest in three substantially equal annual installments on November 15, 2014, 2015 and 2016.
F5RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017.
F6This amount represents the total number of derivative securities beneficially owned of the class shown.