SEC Form 4 · accession 0001140361-15-040225

PTC INC. · PTC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP Strategy

Period of report

Nov 5, 2015

Accepted (ET)

Nov 9, 2015 · 4:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000857005

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F1,F2	—	Nov 5, 2015	D	11,774	D	—	—	Common Stock	11,774	0	D
Restricted Stock Units^F4,F1,F3	—	Nov 5, 2015	D	19,434	D	—	—	Common Stock	19,434	0	D
Restricted Stock Units^F4,F1,F2	—	Nov 5, 2015	A	11,774	A	—	—	Common Stock	11,774	11,774	D
Restricted Stock Units^F4,F1,F3	—	Nov 5, 2015	A	19,434	A	—	—	Common Stock	19,434	19,434	D

F1Each restricted stock unit represents a contingent right to one share of PTC Inc. common stock.
F2Represents the deemed cancellation of the outstanding award and a replacement of the award due to the amendment of the award. The award was initially granted on November 5, 2012 and was eligible to vest in three equal annual installments on each of November 15, 2013, 2014 and 2015. The RSUs shown will vest on November 15, 2015.
F3Represents the deemed cancellation of the outstanding award and a replacement of the award due to the amendment of the award. The award was initially granted on November 11, 2013 and was eligible to vest in three equal annual installments on each of November 15, 2014, 2015 and 2016. The RSUs shown will vest in two substantially equal increments on November 15, 2015 and 2016.
F4This amount represents the total number of derivative securities beneficially owned of the class shown.