SEC Form 4 · accession 0001140361-15-039689
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron C Von Staats
Officer — CVP,General Counsel, Secretary
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Nov 2, 2015 | A | 16,938 | A | — | — | Common Stock | 16,938 | 16,938 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to one share of PTC Inc. common stock.
- F2Service-based restricted stock units that vest in three substantially equal increments on each of November 15, 2016, 2017 and 2018.
- F3This amount represents the total number of derivative securities beneficially owned of the class shown.