SEC Form 4 · accession 0001140361-15-032489
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janice Chaffin
Director
Period of report
Aug 16, 2015
Accepted (ET)
Aug 17, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2015 | M | 5,958 | $0.00 | A | 22,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | $0.00 | Aug 16, 2015 | M | 5,958 | D | — | — | Common Stock | 5,958 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to one share of PTC Inc. common stock.
- F2Time-based restricted stock units that vested on August 16, 2015.
- F3This amount represents the total number of derivative securities beneficially owned of the class shown.