SEC Form 4 · accession 0001140361-15-005545
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Miller
Officer — EVP, Finance
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F2 | — | Feb 9, 2015 | A | 44,550 | A | — | — | Common Stock | 44,550 | 44,550 | D |
| Restricted Stock UnitsF4,F1,F3 | — | Feb 9, 2015 | A | 27,843 | A | — | — | Common Stock | 27,843 | 27,843 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to one share of PTC Inc. common stock.
- F2Time-based restricted stock units that vest on February 15, 2016.
- F3Time-based restricted stock units that vest in three substantially equal installments on each of November 15, 2015, 2016 and 2017.
- F4This amount represents the total number of derivative securities benefically owned of the class shown.