SEC Form 4 · accession 0001179110-15-004991
MERIT MEDICAL SYSTEMS INC · MMSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Edelman
Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000856982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Mar 12, 2015 | M | 308 | $11.53 | A | 3,308 | D | |
| Common Stock, No Par Value | Mar 12, 2015 | M | 18,750 | $11.41 | A | 22,058 | D | |
| Common Stock, No Par Value | Mar 12, 2015 | S | 19,058 | $19.45 | D | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock options (right to buy)F1 | $11.53 | Mar 12, 2015 | M | 308 | D | May 21, 2009 | May 21, 2015 | Common Stock | 308 | 0 | D |
| Non-qualified stock options (right to buy) | $11.41 | Mar 12, 2015 | M | 18,750 | D | May 25, 2005 | May 25, 2015 | Common Stock | 18,750 | 0 | D |
| Non-qualified stock options (right to buy)F2 | $13.82 | holding | — | — | — | Sep 26, 2010 | Sep 26, 2016 | Common Stock | 25,000 | 25,000 | D |
| Non-qualified stock options (right to buy)F3 | $13.16 | holding | — | — | — | Jun 25, 2011 | Jun 25, 2017 | Common Stock | 25,000 | 25,000 | D |
| Non-qualified stock options (right to buy)F4 | $13.75 | holding | — | — | — | Aug 11, 2012 | Aug 11, 2018 | Common Stock | 20,000 | 20,000 | D |
| Non-qualified stock options (right to buy)F5 | $12.91 | holding | — | — | — | May 23, 2013 | May 23, 2019 | Common Stock | 20,000 | 20,000 | D |
| Non-qualified stock options (right to buy)F6 | $9.95 | holding | — | — | — | May 22, 2014 | May 22, 2020 | Common Stock | 25,000 | 25,000 | D |
| Non-qualified stock options (right to buy)F7 | $13.99 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2021 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Becomes exercisable in equal annual installments of 20% commencing 05/21/2009.
- F2Becomes exercisable in equal annual installments of 20% commencing 09/26/2010.
- F3Becomes exercisable in equal annual installments of 20% commencing 06/25/2011.
- F4Becomes exercisable in equal annual installments of 20% commencing 08/11/2012.
- F5Becomes exercisable in equal annual installments of 20% commencing 05/23/2013.
- F6Becomes exercisable in equal annual installments of 20% commencing 05/22/2014.
- F7Becomes exercisable in equal annual installments of 20% commencing 06/11/2015.