SEC Form 5 · accession 0001179110-15-002534
MERIT MEDICAL SYSTEMS INC · MMSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent W Stanger
Officer — Chief Financial Officer · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000856982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par ValueF4 | Dec 18, 2014 | G | 1,320 | — | D | 508,171 | D | |
| Common Stock, No Par ValueF4,F5 | Dec 30, 2014 | G | 585 | — | D | 402,091 | D | |
| Common Stock, No Par ValueF1 | holding | — | — | — | 80,366 | I | By 401(k) plan | |
| Common Stock, No Par ValueF2 | holding | — | — | — | 4,271 | D | ||
| Common Stock, No Par ValueF5,F3 | holding | — | — | — | 29,524 | I | Family Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock options (right to buy) | $11.41 | holding | — | — | — | May 25, 2005 | May 25, 2015 | Common Stock | 18,750 | 18,750 | D |
| Non-qualified stock options (right to buy) | $9.71 | holding | — | — | — | Dec 28, 2005 | Dec 28, 2015 | Common Stock | 25,000 | 25,000 | D |
| Non-qualified stock options (right to buy)F6 | $11.53 | holding | — | — | — | May 21, 2009 | May 21, 2015 | Common Stock | 43,750 | 43,750 | D |
| Non-qualified stock options (right to buy)F7 | $13.82 | holding | — | — | — | Sep 26, 2010 | Sep 26, 2016 | Common Stock | 25,000 | 25,000 | D |
| Non-qualified stock options (right to buy)F8 | $13.75 | holding | — | — | — | Aug 11, 2012 | Aug 11, 2018 | Common Stock | 80,000 | 80,000 | D |
| Non-qualified stock options (right to buy)F9 | $12.06 | holding | — | — | — | Oct 4, 2015 | Oct 4, 2021 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents plan holdings as of 12/31/14.
- F2Employee stock purchase plan as of 12/31/14.
- F3This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities held by K.W.S. Properties LC.
- F4This is a gift.
- F5Since the date of the reporting person's last ownership report, he transferred 105,495 shares of common stock and K.W.S. Properties LC transferred 30,477 shares of common stock to the reporting person's ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
- F6Becomes exercisable in equal annual installments of 20% commmencing 05/21/2009.
- F7Becomes exercisable in equal annual installments of 20% commmencing 09/26/2010.
- F8Becomes exercisable in equal annual installments of 20% commmencing 08/11/2012.
- F9Becomes exercisable in equal annual installments of 20% commmencing 10/04/2015.