SEC Form 4 · accession 0000856982-19-000026
MERIT MEDICAL SYSTEMS INC · MMSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian G. Lloyd
Officer — Chief Legal Officer, Secretary
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000856982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par ValueF1 | holding | — | — | — | 114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock options (right to buy)F5 | $55.73 | Mar 1, 2019 | A | 30,000 | A | Mar 1, 2020 | Mar 1, 2026 | Common Stock | 30,000 | 30,000 | D |
| Non-qualified stock options (right to buy)F2 | $19.72 | holding | — | — | — | May 2, 2017 | May 2, 2023 | Common Stock | 25,000 | 25,000 | D |
| Non-qualified stock options (right to buy)F3 | $28.20 | holding | — | — | — | Apr 14, 2018 | Apr 14, 2024 | Common Stock | 50,000 | 50,000 | D |
| Non-qualified stock options (right to buy)F4 | $44.80 | holding | — | — | — | Mar 2, 2019 | Mar 2, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Employee stock purchase plan holdings as of 03/01/2019.
- F2Becomes exercisable in equal annual installments of 20% commencing on 05/02/2017.
- F3Becomes exercisable in equal annual installments of 20% commencing on 04/14/2018.
- F4Becomes exercisable in equal annual installments of 20% commencing on 03/02/2019.
- F5Becomes exercisable in equal annual installments of 20% commencing on 03/01/2020.