SEC Form 3 · accession 0001140361-18-014084
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. · DSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
BANK OF AMERICA CORP
10% Owner
BANK OF AMERICA NA
10% Owner
Blue Ridge Investments, L.L.C.
10% Owner
Period of report
Mar 9, 2018
Accepted (ET)
Mar 19, 2018 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Auction Rate PreferredF1 | holding | — | — | — | 280 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation.