SEC Form 4 · accession 0001225208-19-000170
COMMUNITY FINANCIAL CORP /MD/ · TCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Middleton
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 8:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2018 | J | 47,136 | $0.00 | D | 0 | I | By ESOP |
| Common Stock | Dec 31, 2018 | J | 47,136 | $0.00 | A | 47,136 | I | By IRA |
| Common Stock | holding | — | — | — | 12,594 | D | ||
| Common Stock | holding | — | — | — | 69,351 | I | By Spouse | |
| Common Stock | holding | — | — | — | 114,165 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 140 | I | Restricted Stock IX | |
| Common StockF3 | holding | — | — | — | 1,667 | I | Restricted Stock X |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction reflects a rollover of shares from the reporting person's ESOP holdings to the reporting person's IRA holdings and is exempt pursuant to Rule 16a-13.
- F2Vests in 5 annual installments beginning on January 23, 2015, the date of the award.
- F3Vests in 3 annual installments beginning on July 1, 2017, the first anniversary of the date of the award.