SEC Form 4 · accession 0001225208-18-003380
COMMUNITY FINANCIAL CORP /MD/ · TCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christy Lombardi
Officer — EVP/Chief Administrative Off.
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | A | 390 | $0.00 | A | 390 | I | Restricted Stock XV |
| Common StockF2,F3 | holding | — | — | — | 6,428 | D | ||
| Common Stock | holding | — | — | — | 1,936 | I | By ESOP | |
| Common StockF4 | holding | — | — | — | 300 | I | Restricted Stock XI | |
| Common StockF5 | holding | — | — | — | 733 | I | Restricted Stock XIII | |
| Common StockF6 | holding | — | — | — | 199 | I | Restricted Stock XIV |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vests in 3 annual installments beginning on February 15, 2019, the first anniversary of the date of the award.
- F2The number of shares held directly includes certain shares that were previously held by restricted stock and that have subsequently vested.
- F3Amount reflects an increase in beneficial ownership resulting from an exempt acquisition of common stock under The Community Financial Corporation Dividend Reinvestment Plan pursuant to Rule 16a-11.
- F4Shares of restricted stock vest in 4 equal annual installments beginning on January 23, 2016.
- F5Vests in 3 annual installments beginning on January 21, 2017, the first anniversary of the date of the award.
- F6Vests in 3 annual installments beginning on February 9, 2018, the first anniversary of the date of the award.