SEC Form 4 · accession 0001225208-17-012579
COMMUNITY FINANCIAL CORP /MD/ · TCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christy Lombardi
Officer — EVP/Chief Administrative Off.
Period of report
Jul 13, 2017
Accepted (ET)
Jul 13, 2017 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2017 | M | 250 | $27.70 | A | 5,066 | D | |
| Common StockF1 | holding | — | — | — | 1,936 | I | By ESOP | |
| Common StockF2 | holding | — | — | — | 150 | I | Restricted Stock VIII | |
| Common StockF3 | holding | — | — | — | 600 | I | Restricted Stock XI | |
| Common StockF4 | holding | — | — | — | 1,465 | I | Restricted Stock XIII | |
| Common StockF5 | holding | — | — | — | 297 | I | Restricted Stock XIV |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.70 | Jul 13, 2017 | M | 250 | D | Jul 17, 2007 | Jul 17, 2017 | Common Stock | 250 | 0 | D |
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from exempt acquisitions under an ESOP pursuant to Rule 16b-3(c).
- F2Shares of restricted stock vest in 3 equal annual installments beginning on January 13, 2016.
- F3Shares of restricted stock vest in 4 equal annual installments beginning on January 23, 2016.
- F4Vests in 3 annual installments beginning on January 21, 2017, the first anniversary of the date of the award.
- F5Vests in 3 annual installments beginning on February 9, 2018, the first anniversary of the date of the award.