SEC Form 4 · accession 0001225208-17-007792
COMMUNITY FINANCIAL CORP /MD/ · TCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F DiMisa
Officer — Exec. V.P. -- Operations
Period of report
Apr 6, 2017
Accepted (ET)
Apr 7, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2017 | M | 1,865 | $27.70 | A | 16,336 | D | |
| Common Stock | Apr 6, 2017 | F | 1,476 | $35.00 | D | 14,860 | D | |
| Common Stock | holding | — | — | — | 1,414 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 300 | I | Restricted Stock VIII | |
| Common StockF2 | holding | — | — | — | 250 | I | Restricted Stock XI | |
| Common StockF2 | holding | — | — | — | 600 | I | Restricted Stock XII | |
| Common StockF3 | holding | — | — | — | 1,538 | I | Restricted Stock XIII | |
| Common StockF4 | holding | — | — | — | 433 | I | Restricted Stock XIV |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.70 | Apr 6, 2017 | M | 1,865 | D | Jul 17, 2007 | Jul 17, 2017 | Common Stock | 1,865 | 0 | D |
Explanation of responses
- F1Vests in 5 annual installments beginning on January 13, 2014, the date of the award.
- F2Vests in 5 annual installments beginning on January 23, 2015, the date of the award.
- F3Vests in 3 annual installments beginning on January 21, 2017, the first anniversary of the date of the award.
- F4Vests in 3 annual installments beginning on February 9, 2018, the first anniversary of the date of the award.