SEC Form 4 · accession 0001225208-17-003048
COMMUNITY FINANCIAL CORP /MD/ · TCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christy Lombardi
Officer — EVP/Chief Administrative Off.
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2017 | A | 297 | $0.00 | A | 297 | I | Restricted Stock XIV |
| Common StockF2 | holding | — | — | — | 4,816 | D | ||
| Common StockF3 | holding | — | — | — | 1,779 | I | By ESOP | |
| Common StockF4 | holding | — | — | — | 150 | I | Restricted Stock VIII | |
| Common StockF5 | holding | — | — | — | 600 | I | Restricted Stock XI | |
| Common StockF6 | holding | — | — | — | 1,465 | I | Restricted Stock XIII |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.70 | holding | — | — | — | Jul 17, 2007 | Jul 17, 2017 | Common Stock | 250 | 250 | D |
Explanation of responses
- F1Vests in 3 annual installments beginning on February 9, 2018, the first anniversary of the date of the award.
- F2Amount includes 1,360 shares of restricted stock that have vested and are now held directly and an increase in beneficial ownership of 139 shares resulting from an exempt acquisition of common stock under The Community Financial Corporation Dividend Reinvestment Plan pursuant to Rule 16a-11.
- F3This form reflects increases in beneficial ownership resulting from exempt acquisitions under an ESOP pursuant to Rule 16b-3(c).
- F4Shares of restricted stock vest in 3 equal annual installments beginning on January 13, 2016.
- F5Shares of restricted stock vest in 4 equal annual installments beginning on January 23, 2016.
- F6Vests in 3 annual installments beginning on January 21, 2017, the first anniversary of the date of the award.