SEC Form 4 · accession 0001225208-17-003044

· TCFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Risk Officer

Period of report

Feb 9, 2017

Accepted (ET)

Feb 13, 2017 · 6:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000855874

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 9, 2017	A	433	$0.00	A	433	I	Restricted Stock XIV
Common Stock^F2	holding	—	—		—	14,293	D
Common Stock^F3	holding	—	—		—	1,414	I	By ESOP
Common Stock	holding	—	—		—	1,020	I	By IRA
Common Stock^F4	holding	—	—		—	300	I	Restricted Stock VIII
Common Stock^F5	holding	—	—		—	250	I	Restricted Stock XI
Common Stock^F5	holding	—	—		—	600	I	Restricted Stock XII
Common Stock^F6	holding	—	—		—	1,538	I	Restricted Stock XIII

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$27.70	holding	—	—	—	Jul 17, 2007	Jul 17, 2017	Common Stock	1,865	1,865	D

F1Vests in 3 annual installments beginning on February 9, 2018, the first anniversary of the date of the award.
F2Amount includes 1,809 shares of restricted stock that have vested and are now held directly
F3This form reflects increases in beneficial ownership resulting from exempt acquisitions under an ESOP pursuant to Rule 16b-3(c).
F4Vests in 5 annual installments beginning on January 13, 2014, the date of the award.
F5Vests in 5 annual installments beginning on January 23, 2015, the date of the award.
F6Vests in 3 annual installments beginning on January 21, 2017, the first anniversary of the date of the award.