SEC Form 4 · accession 0001225208-16-034879
COMMUNITY FINANCIAL CORP /MD/ · TCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greogory C Cockerham
Officer — Exec. V.P. & Chief Lending Off
Period of report
Jun 9, 2016
Accepted (ET)
Jun 10, 2016 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2016 | S | 100 | $22.20 | D | 2,284 | I | By IRA |
| Common Stock | holding | — | — | — | 91,185 | D | ||
| Common Stock | holding | — | — | — | 22,493 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 600 | I | Restricted Stock VIII | |
| Common StockF2 | holding | — | — | — | 317 | I | Restricted Stock X | |
| Common StockF3 | holding | — | — | — | 375 | I | Restricted Stock XI | |
| Common StockF3 | holding | — | — | — | 900 | I | Restricted stock XII | |
| Common StockF4 | holding | — | — | — | 2,305 | I | Restricted Stock XIII |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.70 | holding | — | — | — | Jul 17, 2007 | Jul 17, 2017 | Common Stock | 4,407 | 4,407 | D |
Explanation of responses
- F1Vests in 5 annual installments beginning on January 13, 2014, the date of the award.
- F2Vests in 3 annual installments beginning on January 23, 2015, the date of the award.
- F3Vests in 5 annual installments beginning on January 23, 2015, the date of the award.
- F4Vests in 3 annual installments beginning on January 21, 2017, the first anniversary of the date of the award.