SEC Form 4 · accession 0001225208-16-024694
COMMUNITY FINANCIAL CORP /MD/ · TCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christy Lombardi
Officer — EVP/Chief Administrative Off.
Period of report
Jan 21, 2016
Accepted (ET)
Jan 25, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 21, 2016 | A | 2,196 | $0.00 | A | 2,196 | I | Restricted Stock XIII |
| Common StockF2 | holding | — | — | — | 3,317 | D | ||
| Common StockF3 | holding | — | — | — | 1,585 | I | By ESOP | |
| Common StockF4 | holding | — | — | — | 300 | I | Restricted Stock VIII | |
| Common StockF5 | holding | — | — | — | 179 | I | Restricted Stock X | |
| Common StockF6 | holding | — | — | — | 900 | I | Restricted Stock XI |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.70 | holding | — | — | — | Jul 17, 2007 | Jul 17, 2017 | Common Stock | 250 | 250 | D |
Explanation of responses
- F1Vests in 3 annual installments beginning on January 21, 2017, the first anniversary of the date of the award.
- F2Amount includes 928 shares of restricted stock that have vested and are now held directly and an increase in beneficial ownership of 63 shares resulting from an exempt acquisition of common stock under The Community Financial Corporation Dividend Reinvestment Plan pursuant to Rule 16a-11.
- F3This form reflects increases in beneficial ownership resulting from exempt acquisitions under an ESOP pursuant to Rule 16b-3(c).
- F4Shares of restricted stock vest in 3 equal annual installments beginning on January 13, 2016.
- F5Shares of restricted stock vest in 2 annual installments with the first 50% vesting on January 23, 2016.
- F6Shares of restricted stock vest in 4 equal annual installments beginning on January 23, 2016.