SEC Form 4 · accession 0001225208-16-023020
COMMUNITY FINANCIAL CORP /MD/ · TCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Middleton
Officer — Executive Chairman · Director
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 11:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2015 | G | 1,000 | $0.00 | D | 127,949 | D | |
| Common Stock | holding | — | — | — | 46,560 | I | By ESOP | |
| Common Stock | holding | — | — | — | 5,025 | I | By IRA | |
| Common Stock | holding | — | — | — | 69,351 | I | By Spouse | |
| Common Stock | holding | — | — | — | 4,877 | I | By Spouse's IRA | |
| Common StockF1 | holding | — | — | — | 560 | I | Restricted Stock IX | |
| Common StockF2 | holding | — | — | — | 1,263 | I | Restricted Stock VIII |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.70 | holding | — | — | — | Jul 17, 2007 | Jul 17, 2017 | Common Stock | 5,830 | 5,830 | D |
Explanation of responses
- F1Vests in 5 annual installments beginning on January 23, 2015, the date of the award.
- F2Vests in 5 annual installments beginning on January 13, 2014, the date of the award.