SEC Form 4 · accession 0001225208-15-020172
COMMUNITY FINANCIAL CORP /MD/ · TCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F DiMisa
Officer — Exec. V.P. -- Operations
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 29, 2015 | S | 320 | $21.00 | D | 11,403 | D | |
| Common Stock | Oct 30, 2015 | S | 137 | $21.00 | D | 11,266 | D | |
| Common Stock | holding | — | — | — | 1,196 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 354 | I | Restricted Stock IX | |
| Common StockF2 | holding | — | — | — | 900 | I | Restricted Stock VIII | |
| Common StockF3 | holding | — | — | — | 634 | I | Restricted Stock X | |
| Common StockF4 | holding | — | — | — | 500 | I | Restricted Stock XI | |
| Common StockF4 | holding | — | — | — | 1,200 | I | Restricted stock XII |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.70 | holding | — | — | — | Jul 17, 2007 | Jul 17, 2017 | Common Stock | 1,865 | 1,865 | D |
| Stock Option (Right to Buy) | $22.29 | holding | — | — | — | Dec 19, 2005 | Dec 19, 2015 | Common Stock | 1,125 | 1,125 | D |
Explanation of responses
- F1Vests in 3 annual installments beginning on January 13, 2014, the date of the award.
- F2Vests in 5 annual installments beginning on January 13, 2014, the date of the award.
- F3Vests in 3 annual installments beginning on January 23, 2015, the date of the award.
- F4Vests in 5 annual installments beginning on January 23, 2015, the date of the award.