SEC Form 4 · accession 0001225208-15-002095
COMMUNITY FINANCIAL CORP /MD/ · TCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greogory C Cockerham
Officer — Exec. V.P. & Chief Lending Off
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855874
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2015 | A | 952 | $0.00 | A | 952 | I | Restricted Stock X |
| Common StockF2 | Jan 23, 2015 | A | 625 | $0.00 | A | 625 | I | Restricted Stock XI |
| Common StockF2 | Jan 23, 2015 | A | 1,500 | $0.00 | A | 1,500 | I | Restricted stock XII |
| Common Stock | holding | — | — | — | 88,630 | D | ||
| Common Stock | holding | — | — | — | 21,766 | I | By ESOP | |
| Common StockF3 | holding | — | — | — | 9,010 | I | By IRA | |
| Common StockF4 | holding | — | — | — | 361 | I | Restricted Stock IX | |
| Common StockF5 | holding | — | — | — | 409 | I | Restricted Stock VII | |
| Common StockF6 | holding | — | — | — | 900 | I | Restricted Stock VIII |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.70 | holding | — | — | — | Jul 17, 2007 | Jul 17, 2017 | Common Stock | 4,407 | 4,407 | D |
| Stock Option (Right to Buy) | $22.29 | holding | — | — | — | Dec 19, 2005 | Dec 19, 2015 | Common Stock | 5,476 | 5,476 | D |
Explanation of responses
- F1Vests in 3 annual installments beginning on January 23, 2015, the date of the award.
- F2Vests in 5 annual installments beginning on January 23, 2015, the date of the award.
- F3On December 31, 2014 pursuant to an ESOP diversification distribution, the reporting person transferred 7,255 shares from his ESOP account to his IRA.
- F4Vests in 3 annual installments beginning on January 13, 2014, the date of the award.
- F5Vests in 3 annual installments beginning on March 15, 2013, the date of the award.
- F6Vests in 5 annual installments beginning on January 13, 2014, the date of the award.