SEC Form 4 · accession 0001437749-17-015106
MILESTONE SCIENTIFIC INC. · MLSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Goldberger
Officer — President and CEO
Period of report
Aug 18, 2017
Accepted (ET)
Aug 21, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Aug 18, 2017 | P | 5,000 | $1.141 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF2 | $2.00 | holding | — | — | — | Jul 10, 2018 | Jul 10, 2022 | Common Stock | 921,942 | 921,942 | D |
Explanation of responses
- F1Reflects the weighted average price of multiple same day open market purchases within a one dollar price range of one another at prices ranging from $1.131 to $1.150 per share.
- F2These options are exercisable beginning on 7/10/18 with respect to one-third of the shares of common stock and for an additional one-third on each of 7/10/19 and 7/10/20, respectively.