SEC Form 4 · accession 0001209191-15-004358
MILESTONE SCIENTIFIC INC. · MLSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cardenas Pablo Felipe Serna
Director
Period of report
Jun 4, 2009
Accepted (ET)
Jan 15, 2015 · 12:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par valueF1 | Jan 16, 2014 | A | 10,000 | — | A | 13,043 | D | |
| Common Stock, $.001 par value | Jun 20, 2014 | M | 25,000 | $0.55 | D | 48,043 | D | |
| Common Stock, $.001 par value | Dec 5, 2014 | S | 5,000 | $2.25 | D | 43,043 | D | |
| Common Stock, $.001 par value | Dec 5, 2014 | S | 8,000 | $2.15 | D | 35,043 | D | |
| Common Stock, $.001 par value | Dec 8, 2014 | S | 2,000 | $2.10 | D | 33,043 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF1,F2 | $0.55 | Jun 4, 2009 | A | 25,000 | A | — | Jun 4, 2019 | Common Stock, par value $.001 per share | 25,000 | 25,000 | D |
| Options to purchase common stockF1,F2 | $0.55 | Jun 20, 2014 | M | 25,000 | D | — | Jun 4, 2019 | Common Stock, par value $.001 per share | 25,000 | 0 | D |
Explanation of responses
- F1Not Applicable.
- F2Immediately.