SEC Form 4 · accession 0000899243-16-015253

MILESTONE SCIENTIFIC INC. · MLSS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO · Director · 10% Owner

Period of report

Jun 20, 2015

Accepted (ET)

Mar 4, 2016 · 4:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000855683

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $.001 par value^F5,F6	Jun 20, 2015	A	28,651	—	A	2,845,741	D
Common Stock, $.001 par value^F5,F6,F1	Feb 4, 2016	A	41,494	—	A	2,887,235	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to purchase common stock^F6,F7	$3.49	Jun 20, 2015	A	57,307	A	Jun 20, 2015	Jun 20, 2020	Common Stock	57,307	57,307	D
Options to purchase common stock^F6,F8	$1.89	Feb 4, 2016	A	82,988	A	Feb 4, 2016	Feb 4, 2021	Common Stock	82,988	82,988	D
Options to purchase common stock^F3	$1.49	holding	—	—	—	Nov 1, 2009	Nov 1, 2019	Common Stock	73,333	73,333	D
Options to purchase common stock^F2	$1.65	holding	—	—	—	Dec 31, 2013	Dec 31, 2018	Common Stock	248,448	248,448	D
Options to purchase common stock^F3	$0.75	holding	—	—	—	Jan 9, 2012	Jan 9, 2017	Common Stock	133,334	133,334	D
Options to purchase common stock^F4	$2.38	holding	—	—	—	Nov 20, 2014	Nov 20, 2019	Common Stock	185,185	185,185	D

F1Including the 70,145 transaction shares herein reported, 776,862 shares are issuable to the reporting person at the termination of employment.
F2These options are exercisable as follows: (i) immediately for 193,210 and (ii) for an additional 55,238 on 12/31/16.
F3Immediately exercisable.
F4These options are exercisable as follows: (i) for 61,728 shares on the date of grant (11-20-14) and (ii) for an additional 1/3 of the 123,457 remaining shares on each of the 1st through 3rd anniversaries of the date of grant.
F5All of these shares are issuable to the reporting person at the termination of employment.
F6Not applicable.
F7These options are exercisable as follows: (i) for 19,102 shares on the date of grant (6-20-15) and (ii) for an additional 1/3 of the 38,205 remaining shares on each of the 1st through 3rd anniversaries of the date of grant.
F8These options are exercisable as follows: (i) for 27,663 shares on the date of grant (2-4-16) and (ii) for an additional 1/3 of the 55,325 remaining shares on each of the 1st through 3rd anniversaries of the date of grant.