SEC Form 4 · accession 0000855658-19-000018
LATTICE SEMICONDUCTOR CORP · LSCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Byron Wayne Milstead
Officer — VP Corp, General Counsel
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855658
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | S | 4,598 | $11.1392 | D | 12,385 | D | |
| Common Stock | Feb 15, 2019 | M | 18,876 | $6.43 | A | 31,261 | D | |
| Common Stock | Feb 15, 2019 | M | 15,795 | $5.40 | A | 47,056 | D | |
| Common StockF2 | Feb 15, 2019 | S | 34,671 | $11.014 | D | 12,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $5.40 | Feb 15, 2019 | M | 15,795 | D | Jun 25, 2013 | Mar 25, 2020 | Common Stock | 15,795 | 15,548 | D |
| Non-Qualified Stock Option (right to buy)F4 | $6.43 | Feb 15, 2019 | M | 18,876 | D | Jun 30, 2012 | Mar 30, 2019 | Common Stock | 18,876 | 0 | D |
Explanation of responses
- F1The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $10.885 to $11.32.
- F2The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $10.86 to $11.32. The reporting person disclaims beneficial ownership of 8,042 shares of the option exercised.
- F3This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
- F4This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.