SEC Form 4 · accession 0000855658-18-000161

LATTICE SEMICONDUCTOR CORP · LSCC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP Corp, General Counsel

Period of report

Nov 13, 2018

Accepted (ET)

Nov 15, 2018 · 12:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000855658

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Nov 13, 2018	M	2,294	$0.00	A	23,063	D
Common Stock	Nov 13, 2018	F	768	$5.76	D	22,295	D
Common Stock^F3	Nov 14, 2018	S	9,910	$5.8094	D	12,385	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit (RSU)^F4,F5,F6	$0.00	Nov 13, 2018	M	2,294	D	May 13, 2017	—	Common Stock	2,294	77,248	D

F1Restricted Stock Units - no purchase price for this transaction.
F2These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $5.74 to $5.86.
F4Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F5This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.
F6Not applicable.