SEC Form 4 · accession 0000855658-18-000145
LATTICE SEMICONDUCTOR CORP · LSCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Esam Elashmawi
Officer — VP Corp, Mktg & Strategy
Period of report
Sep 24, 2018
Accepted (ET)
Oct 16, 2018 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855658
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock Unit (PRSU)F1,F2,F3 | $0.00 | Sep 24, 2018 | A | 102,389 | A | Sep 30, 2019 | — | Common Stock | 102,389 | 102,389 | D |
| Restricted Stock Unit (RSU)F1,F4,F3 | $0.00 | Sep 24, 2018 | A | 128,501 | A | Sep 24, 2019 | — | Common Stock | 128,501 | 128,501 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
- F2Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions.
- F3Not applicable.
- F4This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.