SEC Form 4 · accession 0000855658-18-000129

LATTICE SEMICONDUCTOR CORP · LSCC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP Corp, General Counsel

Period of report

Aug 30, 2018

Accepted (ET)

Sep 4, 2018 · 8:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000855658

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 30, 2018	S	2,660	$8.07	D	12,385	D
Common Stock	Aug 30, 2018	M	34,678	$6.10	A	47,063	D
Common Stock	Aug 30, 2018	M	9,154	$6.10	A	56,217	D
Common Stock	Aug 30, 2018	M	24,750	$5.28	A	80,967	D
Common Stock	Aug 30, 2018	M	11,035	$5.73	A	92,002	D
Common Stock^F1	Aug 30, 2018	S	79,617	$8.0846	D	12,385	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F2	$5.28	Aug 30, 2018	M	24,750	D	Aug 13, 2016	May 13, 2023	Common Stock	24,750	50,050	D
Non-Qualified Stock Option (right to buy)^F3	$5.73	Aug 30, 2018	M	11,035	D	Jan 18, 2018	Oct 18, 2024	Common Stock	11,035	40,465	D
Non-Qualified Stock Option (right to buy)^F4	$6.10	Aug 30, 2018	M	34,678	D	May 6, 2015	Feb 6, 2025	Common Stock	34,678	4,954	D
Performance Non-Qualified Stock Option (right to buy)^F5	$6.10	Aug 30, 2018	M	9,154	D	Feb 6, 2017	Feb 6, 2025	Common Stock	9,154	18,319	D

F1The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.105.
F2This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
F3This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.
F4This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
F5Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.