SEC Form 4 · accession 0000855658-18-000126
LATTICE SEMICONDUCTOR CORP · LSCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxwell J Downing
Officer — CFO
Period of report
Aug 30, 2018
Accepted (ET)
Sep 4, 2018 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855658
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2018 | M | 14,809 | $5.40 | A | 44,458 | D | |
| Common Stock | Aug 30, 2018 | S | 1,557 | $8.00 | D | 42,901 | D | |
| Common Stock | Aug 30, 2018 | S | 2,221 | $8.05 | D | 40,680 | D | |
| Common Stock | Aug 30, 2018 | S | 11,047 | $8.05 | D | 29,633 | D | |
| Common StockF1 | Aug 30, 2018 | S | 3,762 | $8.0011 | D | 25,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $5.40 | Aug 30, 2018 | M | 14,809 | D | Jun 25, 2013 | Mar 25, 2020 | Common Stock | 14,809 | 10,496 | D |
Explanation of responses
- F1The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.005.
- F2This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.