SEC Form 4 · accession 0000855658-17-000046
LATTICE SEMICONDUCTOR CORP · LSCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert R Herb
Director
Period of report
May 13, 2017
Accepted (ET)
May 16, 2017 · 1:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855658
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2017 | M | 22,727 | $0.00 | A | 51,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F2,F3,F4 | $0.00 | May 13, 2017 | M | 22,727 | D | May 13, 2017 | — | Common Stock | 22,727 | 0 | D |
Explanation of responses
- F1Restricted Stock Units - no purchase price for this transaction.
- F2Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
- F3The restricted stock units vest 100% on the first anniversary of the Grant Date.
- F4Not applicable.