SEC Form 4 · accession 0000855658-15-000002
LATTICE SEMICONDUCTOR CORP · LSCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Balaji Krishnamurthy
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 2:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855658
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | M | 124 | $4.53 | A | 58,430 | D | |
| Common StockF1 | Jan 2, 2015 | S | 124 | $7.00 | D | 58,306 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $4.53 | Jan 2, 2015 | M | 124 | D | Jul 31, 2006 | Jan 31, 2016 | Common Stock | 124 | 41,672 | D |
Explanation of responses
- F1The transaction indicated was conducted under an approved 10b5-1 Plan.
- F2This option to purchase shares of common stock vests as follows: 12.5% of the total amount of shares subject to the option vest on 7/31/06, and 6.25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 1/31/2010.