SEC Form 4 · accession 0001179110-15-014354
IMMUNOGEN INC · IMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel M Junius
Officer — Chief Executive Officer · Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 12:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2015 | M | 5,575 | $4.29 | A | 159,690 | D | |
| Common Stock | Oct 30, 2015 | M | 122 | $5.77 | A | 159,812 | D | |
| Common StockF1 | Nov 2, 2015 | M | 5,497 | $3.19 | A | 165,309 | D | |
| Common StockF1 | Nov 2, 2015 | S | 5,497 | $12.00 | D | 159,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $4.29 | Oct 30, 2015 | M | 5,575 | D | Jan 1, 2010 | Jan 1, 2019 | Common Stock | 5,575 | 194,425 | D |
| Stock Option (right to buy)F4 | $5.77 | Oct 30, 2015 | M | 122 | D | Jun 12, 2008 | Jun 12, 2017 | Common Stock | 122 | 62,669 | D |
| Stock Option (right to buy)F2 | $3.19 | Nov 2, 2015 | M | 5,497 | D | Jun 8, 2007 | Jun 8, 2016 | Common Stock | 5,497 | 37,917 | D |
Explanation of responses
- F1This transaction reported in this Form 4 was effected pursuant to a 10b5-1 trading plan executed by the reporting person on June 1, 2015.
- F2Exercisable as to 21,667 shares commencing on June 8, 2007, 21,667 shares commencing on June 8, 2008, and 21,666 shares commencing on June 8, 2009.
- F3Exercisable as to 50,000 shares commencing on January 1, 2010, 50,000 shares commencing on January 1, 2011, 50,000 shares commencing on January 1, 2012 and 50,000 shares commencing on January 1, 2013.
- F4Exercisable as to 26,667 shares commencing on June 12, 2008, 26,667 shares commencing on June 12, 2009, and 26,666 shares commencing on June 12, 2010.