SEC Form 4 · accession 0001209191-19-018455
ZIX CORP · ZIXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Rockvam
Officer — CFO
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2019 | A | 115,000 | $0.00 | A | 315,243 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant under the 2018 Omnibus Incentive Plan (the "Plan") consists of 50% restricted stock that will vest pro-rata annually over 3 years and 50% restricted stock that will vest pro-rata up to 1/3 each year the Company achieves specific performance criteria in 2019-2021, subject to acceleration under conditions described in the Plan.