SEC Form 4/A · accession 0001209191-18-048229
ZIX CORP · ZIXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Taher Elgamal
Director
Period of report
Feb 13, 2017
Accepted (ET)
Aug 23, 2018 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | A | 4,516 | $0.00 | A | 10,721 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF3,F2 | $4.96 | Feb 13, 2017 | A | 12,300 | A | — | Feb 12, 2027 | Common Stock | 12,300 | 52,708 | D |
Explanation of responses
- F1Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan"). The restricted stock ("RS") will vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan.
- F2Grant under the Plan. Options vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan.
- F3This Form 4/A amends the Form 4 filed by the Reporting Person on February 15, 2017. The amount of securities directly beneficially owned by the Reporting Person has been historically reported incorrectly and the resulting amount should have been reported as 52,708 derivative securities beneficially owned.