SEC Form 4/A · accession 0001209191-18-048226
ZIX CORP · ZIXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark J Bonney
Director
Period of report
Feb 26, 2018
Accepted (ET)
Aug 23, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855612
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F1,F2 | — | Feb 26, 2018 | A | 16,337 | A | — | — | Common Stock | 16,337 | 95,231 | D |
Explanation of responses
- F1Each deferred stock unit represents a contingent right to receive one share of ZIXI common stock.
- F2Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan"). The deferred stock units will vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan. Delivery of the underlying shares in respect of vesting will occur pursuant to the underlying award agreement.
- F3This Form 4/A amends the Form 4 filed by the Reporting Person on February 28, 2018. The amount of securities directly beneficially owned by the Reporting Person has been historically reported incorrectly and should have been reported as 95,231 shares of common stock.