SEC Form 4 · accession 0001209191-18-037462
ZIX CORP · ZIXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Hausmann
Director
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2018 | M | 10,000 | $1.30 | A | 63,210 | D | |
| Common Stock | Jun 11, 2018 | M | 5,000 | $1.32 | A | 68,210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $1.30 | Jun 11, 2018 | M | 10,000 | D | — | Jan 1, 2019 | Common Stock | 10,000 | 0 | D |
| Common Stock OptionF2 | $1.32 | Jun 11, 2018 | M | 5,000 | D | — | Feb 3, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Grant of 10,000 options on January 2, 2009 vested quarterly and pro-rata over three years. These options expire January 1, 2019.
- F2Grant of 5,000 options on February 4, 2009 vested quarterly and pro-rata over three years. These options expire February 3, 2019.