SEC Form 4 · accession 0001209191-18-014472
ZIX CORP · ZIXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Maribess L Miller
Director
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855612
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Feb 26, 2018 | A | 13,653 | A | — | — | Common Stock | 13,653 | 13,653 | D |
Explanation of responses
- F1Each deferred stock unit represents a contingent right to receive one share of ZIXI common stock.
- F2Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan"). The deferred stock units will vest pro-rata and quarterly over one year, and subject to acceleration under conditions described in the Plan. Delivery of the underlying shares in respect of vesting will occur pursuant to the underlying award agreement.