SEC Form 4 · accession 0001209191-17-011056
ZIX CORP · ZIXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Hausmann
Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | A | 1,129 | $0.00 | A | 50,710 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF2 | $4.96 | Feb 13, 2017 | A | 3,075 | A | — | Feb 12, 2027 | Common Stock | 3,075 | 3,075 | D |
Explanation of responses
- F1Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan"). The restricted stock ("RS") will vest pro rata and quarterly over one year, and subject to acceleration under conditions described in the Plan.
- F2Grant under the Plan. Options vest pro rata and quarterly over one year, and subject to acceleration under conditions described in the Plan.