SEC Form 4 · accession 0001209191-17-011052
ZIX CORP · ZIXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David Wagner
Officer — President, CEO · Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | A | 177,778 | $0.00 | A | 362,778 | D | |
| Common Stock | Feb 13, 2017 | D | 20,833 | $0.00 | D | 341,945 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan") consists of 75% restricted stock that will vest pro rata annually over 3 years and 25% restricted stock that will vest pro rata up to 1/3 each year the Company achieves specific performance criteria in 2017-2019, subject to acceleration under conditions described in the Plan.